Inspection System in the Investment Bank

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HIDARNEZHAD VALIYOLLAH; NASERI MANSHADI HAMID

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ISSN: 2588-4824

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Journal: JOURNAL OF SECURITIES EXCHANGE Year:2019 | Volume:12 | Issue:47 Page(s): 128-153

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Title

Inspection System in the Investment Bank

Author(s)

HIDARNEZHAD VALIYOLLAH | NASERI MANSHADI HAMID | Issue Writer Certificate

Keywords

investment bankQ1

Inspection SystemQ1

Securities and Exchange OrganizationQ2

Provisional ReportQ1

Central Bank SupervisionQ1

Abstract

In the legal system of Iran, the the investment bank is one of the financial institutions within the meaning of Article 21. 1 of the Market Law, which provides a variety of financial services in the capital market. It is the most complete form of financial institution, that is, it is able to provide a total of services. Provide other financial institutions According to Article 28, the law of its activities is under the supervision of the organization, and public associations, managers, inspector auditor and specialized committees of the company are required to observe and enforce the laws and regulations. After obtaining a license to establish and issue a license, the investment bank starts its legal life according to the laws and regulations and is governed by the Statute of the Securities and Exchange Organization, which is managed by the company as a joint stock company or a public company. Therefore, the system A review of business-to-business inspections was carried out in accordance with the general rules of commercial companies contained in the Commercial Code, the amending bill and other laws and regulations related to capital market law.

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APA: Copy

HIDARNEZHAD, VALIYOLLAH, & NASERI MANSHADI, HAMID. (2019). Inspection System in the Investment Bank. JOURNAL OF SECURITIES EXCHANGE, 12(47 ), 128-153. SID. https://sid.ir/paper/396627/en

Vancouver: Copy

HIDARNEZHAD VALIYOLLAH, NASERI MANSHADI HAMID. Inspection System in the Investment Bank. JOURNAL OF SECURITIES EXCHANGE[Internet]. 2019;12(47 ):128-153. Available from: https://sid.ir/paper/396627/en

IEEE: Copy

VALIYOLLAH HIDARNEZHAD, and HAMID NASERI MANSHADI, “Inspection System in the Investment Bank,” JOURNAL OF SECURITIES EXCHANGE, vol. 12, no. 47 , pp. 128–153, 2019, [Online]. Available: https://sid.ir/paper/396627/en

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